Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Advisors Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward James Waldron | 2216457 | 2 | 10/19/2009 | Customer Dispute | Settled | $223,014.00 | $0.00 | See FINRA Report |
| Mark Christopher Hughes | 2308753 | 8 | 10/05/2009 | Customer Dispute | Settled | $58,904.00 | $0.00 | See FINRA Report |
| Eduardo Tiongko Deguzman | 2667490 | 1 | 09/22/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David E Field | 1869994 | 2 | 09/17/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donald Hannahs | 1661717 | 3 | 09/14/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Francis H Beam | 2418639 | 1 | 08/17/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stefan Lambert | 1951498 | 1 | 08/14/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Robert Marshall | 2811801 | 1 | 08/04/2009 | Customer Dispute | Award / Judgment | $0.00 | $1,760,500.00 | See FINRA Report |
| Donald Joseph Connick | 2942361 | 1 | 07/24/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Thomas Byrne | 1617410 | 1 | 07/22/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |