Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Advisors Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Christopher Hughes | 2308753 | 8 | 10/29/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Edwin Werner | 3210734 | 4 | 10/26/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Aaron Neil Harkavy | 1862075 | 2 | 08/17/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eric Michael Boddy | 852424 | 1 | 06/17/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Nelson Brittain | 5736858 | 1 | 06/08/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard A Smith | 1792273 | 2 | 03/22/2010 | Customer Dispute | Award / Judgment | $0.00 | $1,760,500.00 | See FINRA Report |
| John Patrick Dougherty | 6418240 | 1 | 01/15/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Saul Mitchell Simon | 1351655 | 2 | 01/06/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Martin Bussa | 4418922 | 8 | 12/28/2009 | Customer Dispute | Denied | $26,414.80 | $0.00 | See FINRA Report |
| Matthew Kent Whitson | 2809582 | 1 | 11/23/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |