Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Advisors Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Francesca Milde | 3137398 | 1 | 06/21/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Stanley Kosek | 1130367 | 1 | 06/02/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David E Field | 1869994 | 2 | 05/04/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Andrew Cohen | 1138742 | 1 | 03/16/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Griffiths Khoury | 268940 | 1 | 03/08/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Brian Robertson | 1695345 | 3 | 02/03/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Donald Earl Garcia | 1782485 | 7 | 01/28/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alex Pritsker | 2509622 | 3 | 01/26/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alex Pritsker | 2509622 | 3 | 01/07/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul Gregory O'Leary | 1823292 | 3 | 01/03/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |