Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Advisors Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bruce Wayne Robertson | 2718369 | 1 | 11/26/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bruce Richard Farman | 1527477 | 1 | 05/18/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Lyle Perilman | 2341637 | 1 | 04/09/2012 | Customer Dispute | Dismissed | $0.00 | $0.00 | See FINRA Report |
| Donald Earl Garcia | 1782485 | 7 | 04/09/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert John Whitbeck | 1955905 | 4 | 03/20/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Scott Karp | 1563314 | 1 | 02/16/2012 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| Ernst Mahler | 1033069 | 1 | 02/08/2012 | Customer Dispute | Settled | $9,000,000.00 | $0.00 | See FINRA Report |
| Mark Christopher Hughes | 2308753 | 8 | 11/01/2011 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Efren Alvaro Infante | 3136067 | 2 | 10/28/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donald Earl Garcia | 1782485 | 7 | 09/26/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |