Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Advisors Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Paul Schlatter | 1800152 | 2 | 11/07/2013 | Customer Dispute | Settled | $325,000.00 | $0.00 | See FINRA Report |
| Austin Karl McCranie | 6894028 | 1 | 08/21/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael H Mulhern | 4345941 | 1 | 06/20/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Edwin Werner | 3210734 | 4 | 03/08/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Joseph Egger | 1359546 | 1 | 03/08/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Ellen Noble Mallay | 2727037 | 2 | 02/20/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Joseph Godfrey | 2096542 | 3 | 02/14/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Edward James Waldron | 2216457 | 2 | 02/04/2013 | Customer Dispute | Settled | $295,000.00 | $0.00 | See FINRA Report |
| David Kirkland Sloper | 2714717 | 1 | 01/22/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Glenn Shaw | 1870018 | 14 | 01/08/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |