Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Advisors Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Elizabeth Ann Liechty | 3215809 | 2 | 03/13/2024 | Customer Dispute | Pending | $63,000.00 | $0.00 | See FINRA Report |
| Bruce Alan Horvitz | 1326407 | 1 | 03/07/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Peter David Maller | 2322403 | 7 | 03/05/2024 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Lawrence Charles Barrett | 13429 | 3 | 02/16/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Peter Brian Robertson | 1695345 | 3 | 02/16/2024 | Customer Dispute | Pending | $2,999,950.00 | $0.00 | See FINRA Report |
| Brian Walter Gracie | 1865521 | 1 | 02/16/2024 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Paul John Meaney | 1448237 | 6 | 02/16/2024 | Customer Dispute | Pending | $75,000.00 | $0.00 | See FINRA Report |
| Richard Glenn Shaw | 1870018 | 14 | 02/16/2024 | Customer Dispute | Pending | $1,500,000.00 | $0.00 | See FINRA Report |
| Richard Glenn Shaw | 1870018 | 14 | 02/16/2024 | Customer Dispute | Pending | $25,000.00 | $0.00 | See FINRA Report |
| John Gilman McCarthy | 2470464 | 2 | 02/16/2024 | Customer Dispute | Pending | $53,000.00 | $0.00 | See FINRA Report |