Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Advisors Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Richard Williamson | 3150526 | 1 | 01/08/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| C Laura Crean | 1640207 | 1 | 10/23/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brandon Koichi Calhoun | 2710618 | 2 | 10/20/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Thomas Waldron | 4834523 | 4 | 07/07/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Donald Earl Garcia | 1782485 | 7 | 06/17/2014 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Bruce Duncan Linger | 1701376 | 1 | 03/21/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Katherine Bays Armstrong | 4587567 | 1 | 02/22/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Robert Bulloch | 2080135 | 1 | 12/23/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Katherine Jane Phillips | 5912756 | 1 | 12/18/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ellen Noble Mallay | 2727037 | 2 | 11/26/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |