Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Advisors Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
David Michael Lewark | 4705526 | 3 | 09/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Ricardo Graciano | 2636524 | 2 | 09/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Scott Andrew Lauer | 2399658 | 1 | 08/25/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Roy A Schoenfeld | 6056017 | 2 | 08/06/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Donald Earl Garcia | 1782485 | 7 | 07/30/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Roy A Schoenfeld | 6056017 | 2 | 07/06/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
John Paul Schlatter | 1800152 | 2 | 04/28/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Donald Earl Garcia | 1782485 | 7 | 04/21/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Faith Renee Arter | 1266986 | 1 | 01/29/2015 | Customer Dispute | Denied | $12,500.00 | $0.00 | See FINRA Report |
Elizabeth Ann Updike | 1290952 | 2 | 01/27/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |