Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Advisors Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Joseph McNulty | 1493933 | 2 | 07/25/2016 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Ricardo Graciano | 2636524 | 2 | 05/20/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Phan | 5961812 | 2 | 05/04/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Michael Lewark | 4705526 | 3 | 04/15/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Michael Lewark | 4705526 | 3 | 04/14/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Deborah Lee Davis | 2285973 | 1 | 04/06/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Phan | 5961812 | 2 | 02/25/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Albert Glenn McNorton | 2377017 | 1 | 01/09/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Randy Nelson Chin | 4294433 | 1 | 12/21/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Shayne Corriea-Fernandez | 6629151 | 1 | 11/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |