Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Advisors Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard A Smith | 1792273 | 2 | 08/14/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roger Michael Ryndak | 408465 | 4 | 06/15/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Bernard Cowan | 1208897 | 1 | 05/22/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Michael Goldberg | 2258807 | 2 | 05/09/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Roger Michael Ryndak | 408465 | 4 | 04/23/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Anthony Cingire | 1748849 | 1 | 03/22/2018 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Wendy Sue Morasco | 4531151 | 1 | 01/30/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jason Robert Pokorny | 2521060 | 1 | 01/22/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Gilman McCarthy | 2470464 | 2 | 12/11/2017 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Erik A Lillibridge | 4162727 | 1 | 11/08/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |