Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Advisors Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Tracy Daley | 2282750 | 2 | 12/04/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brendan Thomas O'Connor | 1352287 | 3 | 11/11/2019 | Customer Dispute | Settled | $1,486,280.00 | $0.00 | See FINRA Report |
| Staci Lynn Bousquet | 2758417 | 1 | 10/06/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter David Maller | 2322403 | 7 | 08/22/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Randall Findley | 2472449 | 1 | 08/18/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Benjamin Pruitt Melton | 1509513 | 3 | 07/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Eric Eastburn | 2427038 | 1 | 06/25/2019 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Elizabeth Ann Updike | 1290952 | 2 | 06/24/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Gary Dolven | 69678 | 2 | 04/30/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Rojano | 4218539 | 1 | 04/24/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |