Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Advisors Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Walter Palumbos | 4345896 | 1 | 07/26/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph McNulty | 1493933 | 2 | 07/09/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ryan Blane Pollard | 6936544 | 1 | 04/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael L Hackett | 1665468 | 1 | 04/03/2020 | Customer Dispute | Denied | $72,000.00 | $0.00 | See FINRA Report |
| Peter David Maller | 2322403 | 7 | 03/19/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David M Demars | 3080089 | 2 | 03/09/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Michael Goldberg | 2258807 | 2 | 02/14/2020 | Customer Dispute | Settled | $15,822.00 | $0.00 | See FINRA Report |
| Brent Christopher Fuchs | 4269916 | 9 | 02/04/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Roger Michael Ryndak | 408465 | 4 | 01/28/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Albin Casmir Tomczuk | 7587773 | 1 | 12/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |