Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Advisors Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Lawrence Charles Barrett | 13429 | 3 | 01/03/2023 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
Chadwick Kingsley Watson | 2183286 | 5 | 12/07/2022 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
John Martin Bussa | 4418922 | 8 | 11/23/2022 | Customer Dispute | Settled | $275,000.00 | $0.00 | See FINRA Report |
Arthur Sylvester Littlefield | 2718449 | 3 | 07/27/2022 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
Chadwick Kingsley Watson | 2183286 | 5 | 07/08/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
John Martin Bussa | 4418922 | 8 | 07/08/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Jeffrey John Furniss | 4888498 | 5 | 07/08/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Richard Glenn Shaw | 1870018 | 14 | 06/06/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Richard Glenn Shaw | 1870018 | 14 | 05/31/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Jeffrey John Furniss | 4888498 | 5 | 05/26/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |