Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Advisors Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Richard Williamson | 3150526 | 1 | 01/08/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Efren Alvaro Infante | 3136067 | 2 | 10/28/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David E Field | 1869994 | 2 | 05/04/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul Gregory O'Leary | 1823292 | 3 | 01/03/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Edwin Werner | 3210734 | 4 | 10/26/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David E Field | 1869994 | 2 | 09/17/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul Gregory O'Leary | 1823292 | 3 | 06/24/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul Gregory O'Leary | 1823292 | 3 | 06/12/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Edwin Werner | 3210734 | 4 | 09/01/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Howard Scott Scherr | 2358764 | 5 | 08/18/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |