Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Advisors Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Richard J Smith | 5630373 | 1 | 01/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Scott Gary Dolven | 69678 | 2 | 12/12/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Kyle Christopher Jensen | 7024985 | 2 | 10/25/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Kyle Christopher Jensen | 7024985 | 2 | 10/24/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Kelly Ileen Jordan | 1892417 | 8 | 10/09/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Kelly Ileen Jordan | 1892417 | 8 | 10/04/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Kelly Ileen Jordan | 1892417 | 8 | 10/04/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Kelly Ileen Jordan | 1892417 | 8 | 10/02/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Kelly Ileen Jordan | 1892417 | 8 | 10/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Kelly Ileen Jordan | 1892417 | 8 | 10/17/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |