Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Advisors Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
John Michael Pacelli | 843653 | 1 | 04/17/2019 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Ramsey A Khattab | 4075114 | 1 | 04/02/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Derrick Nguyen | 6183697 | 1 | 01/23/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Peter M McMahon | 4626109 | 2 | 01/04/2019 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
Paul John Meaney | 1448237 | 6 | 10/26/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Neil Anthony Gunter | 5712332 | 1 | 08/16/2018 | Customer Dispute | Denied | $8,100.00 | $0.00 | See FINRA Report |
Peter Thomas Waldron | 4834523 | 4 | 08/15/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Darrin Joseph Shallcross | 4925393 | 2 | 06/16/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Niraj Singh | 2681193 | 1 | 06/06/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Peter David Maller | 2322403 | 7 | 03/15/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |