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FINRA Broker Disclosures for Lincoln Financial Advisors Corporation

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Advisors Corporation. Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 80 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Derek Bradley Ferriera1290274102/14/2022Customer DisputeDenied$0.00$0.00See FINRA Report
Richard Glenn Shaw18700181412/21/2021Customer DisputeDenied$0.00$0.00See FINRA Report
Michael L Hackett1665468104/03/2020Customer DisputeDenied$72,000.00$0.00See FINRA Report
Peter David Maller2322403703/19/2020Customer DisputeDenied$0.00$0.00See FINRA Report
David M Demars3080089203/09/2020Customer DisputeDenied$0.00$0.00See FINRA Report
Brent Christopher Fuchs4269916902/04/2020Customer DisputeDenied$0.00$0.00See FINRA Report
John Tracy Daley2282750212/04/2019Customer DisputeDenied$0.00$0.00See FINRA Report
John Randall Findley2472449108/18/2019Customer DisputeDenied$0.00$0.00See FINRA Report
William Eric Eastburn2427038106/25/2019Customer DisputeDenied$5,000.00$0.00See FINRA Report
Robert Joseph Rojano4218539104/24/2019Customer DisputeDenied$0.00$0.00See FINRA Report

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