Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Advisors Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Derek Bradley Ferriera | 1290274 | 1 | 02/14/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Richard Glenn Shaw | 1870018 | 14 | 12/21/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Michael L Hackett | 1665468 | 1 | 04/03/2020 | Customer Dispute | Denied | $72,000.00 | $0.00 | See FINRA Report |
Peter David Maller | 2322403 | 7 | 03/19/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
David M Demars | 3080089 | 2 | 03/09/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Brent Christopher Fuchs | 4269916 | 9 | 02/04/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
John Tracy Daley | 2282750 | 2 | 12/04/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
John Randall Findley | 2472449 | 1 | 08/18/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
William Eric Eastburn | 2427038 | 1 | 06/25/2019 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Robert Joseph Rojano | 4218539 | 1 | 04/24/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |