Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Advisors Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael L Hackett | 1665468 | 1 | 04/03/2020 | Customer Dispute | Denied | $72,000.00 | $0.00 | See FINRA Report |
| Peter David Maller | 2322403 | 7 | 03/19/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David M Demars | 3080089 | 2 | 03/09/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Michael Goldberg | 2258807 | 2 | 02/14/2020 | Customer Dispute | Settled | $15,822.00 | $0.00 | See FINRA Report |
| Brent Christopher Fuchs | 4269916 | 9 | 02/04/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Tracy Daley | 2282750 | 2 | 12/04/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brendan Thomas O'Connor | 1352287 | 3 | 11/11/2019 | Customer Dispute | Settled | $1,486,280.00 | $0.00 | See FINRA Report |
| Peter David Maller | 2322403 | 7 | 08/22/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Randall Findley | 2472449 | 1 | 08/18/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Eric Eastburn | 2427038 | 1 | 06/25/2019 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |