Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Advisors Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul John Meaney | 1448237 | 6 | 06/05/2023 | Customer Dispute | Settled | $164,000.00 | $0.00 | See FINRA Report |
| Kenneth Cecil Sledge | 824533 | 2 | 05/10/2023 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Andrew Scott Horowitz | 2917830 | 1 | 05/10/2023 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Kenneth William Rudzinski | 406922 | 2 | 05/10/2023 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Frank Pierre Gusmano | 3070995 | 1 | 05/10/2023 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Peter David Maller | 2322403 | 7 | 05/10/2023 | Customer Dispute | Settled | $270,000.00 | $0.00 | See FINRA Report |
| James Richard Maxon | 5470702 | 1 | 04/19/2023 | Customer Dispute | Denied | $46,328.00 | $0.00 | See FINRA Report |
| Peter David Maller | 2322403 | 7 | 02/23/2023 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Lawrence Charles Barrett | 13429 | 3 | 01/03/2023 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Paul John Meaney | 1448237 | 6 | 01/03/2023 | Customer Dispute | Withdrawn | $60,000.00 | $0.00 | See FINRA Report |