Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Advisors Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Francis H Beam | 2418639 | 1 | 08/17/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Stefan Lambert | 1951498 | 1 | 08/14/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
John Robert Marshall | 2811801 | 1 | 08/04/2009 | Customer Dispute | Award / Judgment | $0.00 | $1,760,500.00 | See FINRA Report |
Donald Joseph Connick | 2942361 | 1 | 07/24/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Michael Thomas Byrne | 1617410 | 1 | 07/22/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Donald Earl Garcia | 1782485 | 7 | 07/15/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Aaron Neil Harkavy | 1862075 | 2 | 06/29/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Mark Christopher Hughes | 2308753 | 8 | 06/12/2009 | Customer Dispute | Settled | $162,595.00 | $0.00 | See FINRA Report |
Scott Joseph Cangelosi | 3120839 | 1 | 06/02/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Larry Keith Manuel | 1698280 | 1 | 05/22/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |