Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Advisors Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Paul Schlatter | 1800152 | 2 | 11/07/2013 | Customer Dispute | Settled | $325,000.00 | $0.00 | See FINRA Report |
| Michael H Mulhern | 4345941 | 1 | 06/20/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Joseph Egger | 1359546 | 1 | 03/08/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Ellen Noble Mallay | 2727037 | 2 | 02/20/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Joseph Godfrey | 2096542 | 3 | 02/14/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Edward James Waldron | 2216457 | 2 | 02/04/2013 | Customer Dispute | Settled | $295,000.00 | $0.00 | See FINRA Report |
| David Kirkland Sloper | 2714717 | 1 | 01/22/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Glenn Shaw | 1870018 | 14 | 01/08/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bruce Richard Farman | 1527477 | 1 | 05/18/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Lyle Perilman | 2341637 | 1 | 04/09/2012 | Customer Dispute | Dismissed | $0.00 | $0.00 | See FINRA Report |