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FINRA Broker Disclosures for Lincoln Financial Advisors Corporation

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Advisors Corporation. Search or filter the database to find more about a specific broker.

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Displaying 121-130 out of 231 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
John Paul Schlatter1800152204/28/2015Customer DisputeDenied$0.00$0.00See FINRA Report
Donald Earl Garcia1782485704/21/2015Customer DisputeSettled$0.00$0.00See FINRA Report
Faith Renee Arter1266986101/29/2015Customer DisputeDenied$12,500.00$0.00See FINRA Report
Elizabeth Ann Updike1290952201/27/2015Customer DisputeSettled$0.00$0.00See FINRA Report
Peter Thomas Waldron4834523407/07/2014Customer DisputeDenied$0.00$0.00See FINRA Report
Donald Earl Garcia1782485706/17/2014Customer DisputeWithdrawn$0.00$0.00See FINRA Report
Bruce Duncan Linger1701376103/21/2014Customer DisputeDenied$0.00$0.00See FINRA Report
Katherine Bays Armstrong4587567102/22/2014Customer DisputeDenied$0.00$0.00See FINRA Report
Thomas Robert Bulloch2080135112/23/2013Customer DisputeDenied$0.00$0.00See FINRA Report
Ellen Noble Mallay2727037211/26/2013Customer DisputeDenied$0.00$0.00See FINRA Report

231 Results

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