Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Advisors Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
John Paul Schlatter | 1800152 | 2 | 04/28/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Donald Earl Garcia | 1782485 | 7 | 04/21/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Faith Renee Arter | 1266986 | 1 | 01/29/2015 | Customer Dispute | Denied | $12,500.00 | $0.00 | See FINRA Report |
Elizabeth Ann Updike | 1290952 | 2 | 01/27/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Peter Thomas Waldron | 4834523 | 4 | 07/07/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Donald Earl Garcia | 1782485 | 7 | 06/17/2014 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
Bruce Duncan Linger | 1701376 | 1 | 03/21/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Katherine Bays Armstrong | 4587567 | 1 | 02/22/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Thomas Robert Bulloch | 2080135 | 1 | 12/23/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Ellen Noble Mallay | 2727037 | 2 | 11/26/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |