Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Advisors Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter David Maller | 2322403 | 7 | 03/15/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Peter Thomas Waldron | 4834523 | 4 | 10/20/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lei Wang | 2626500 | 1 | 09/19/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Martin Bussa | 4418922 | 8 | 08/17/2016 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| James M Honaker | 4494135 | 2 | 08/03/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Darrin Joseph Shallcross | 4925393 | 2 | 08/02/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph McNulty | 1493933 | 2 | 07/25/2016 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Randy Nelson Chin | 4294433 | 1 | 12/21/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott Andrew Lauer | 2399658 | 1 | 08/25/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Donald Earl Garcia | 1782485 | 7 | 07/30/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |