Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Advisors Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Juliana Yoon | 4439749 | 1 | 03/18/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Benjamin Pruitt Melton | 1509513 | 3 | 08/23/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Glenn Shaw | 1870018 | 14 | 03/16/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Glenn Shaw | 1870018 | 14 | 01/08/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Arthur Wales | 2535574 | 1 | 03/01/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Georgina Maria Rosal | 2335646 | 1 | 02/11/1978 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alan Ray Johnson | 1197616 | 1 | 01/09/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eric Duranta Bailey | 1279349 | 2 | 01/17/1976 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Glenn Shaw | 1870018 | 14 | 07/27/1974 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert John Whitbeck | 1955905 | 4 | 06/12/1972 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |