Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Advisors Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Saul Mitchell Simon | 1351655 | 2 | 05/30/2006 | Customer Dispute | Closed-No Action | $40,474.00 | $0.00 | See FINRA Report |
Ian David Weisser | 3188906 | 1 | 03/08/2005 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Scott Francis Foster | 1521733 | 1 | 11/14/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Brian Paul Messier | 1299987 | 1 | 03/12/2001 | Customer Dispute | Closed-No Action | $45,000.00 | $0.00 | See FINRA Report |
Lawrence Charles Barrett | 13429 | 3 | 07/29/1999 | Customer Dispute | Closed-No Action | $29,143.90 | $0.00 | See FINRA Report |