Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stonecrest Capital Markets, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ruben C Fernandez | 1439847 | 21 | 07/19/2019 | Customer Dispute | Settled | $847,431.00 | $0.00 | See FINRA Report |
| Ruben C Fernandez | 1439847 | 21 | 07/11/2019 | Customer Dispute | Settled | $1,800,000.00 | $0.00 | See FINRA Report |
| Roberto Jose Pineda Castellvi | 4971653 | 29 | 06/25/2019 | Customer Dispute | Settled | $310,000.00 | $0.00 | See FINRA Report |
| Hortensia Llavat Tilen | 1010318 | 95 | 06/13/2019 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Hortensia Llavat Tilen | 1010318 | 95 | 06/06/2019 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Carlos Andres Rodriguez de Gracia | 4888179 | 23 | 05/14/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Hortensia Llavat Tilen | 1010318 | 95 | 05/07/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Hortensia Llavat Tilen | 1010318 | 95 | 04/23/2019 | Customer Dispute | Settled | $130,000.00 | $0.00 | See FINRA Report |
| Carlos Andres Rodriguez de Gracia | 4888179 | 23 | 02/20/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Lee Prann | 2066950 | 13 | 01/16/2019 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |