Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stonecrest Capital Markets, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Hortensia Llavat Tilen | 1010318 | 95 | 01/16/2020 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Carlos Andres Rodriguez de Gracia | 4888179 | 23 | 10/31/2019 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Roberto Jose Pineda Castellvi | 4971653 | 29 | 10/31/2019 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Carlos Andres Rodriguez de Gracia | 4888179 | 23 | 10/14/2019 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Roberto Jose Pineda Castellvi | 4971653 | 29 | 10/14/2019 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Roberto Jose Pineda Castellvi | 4971653 | 29 | 10/09/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Enrique Pascual | 2184412 | 20 | 09/23/2019 | Customer Dispute | Settled | $961,120.00 | $0.00 | See FINRA Report |
| Richard Lee Prann | 2066950 | 13 | 09/18/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Hortensia Llavat Tilen | 1010318 | 95 | 09/04/2019 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| Richard Lee Prann | 2066950 | 13 | 09/03/2019 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |