Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stonecrest Capital Markets, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Ruben C Fernandez | 1439847 | 21 | 11/21/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Ruben C Fernandez | 1439847 | 21 | 08/26/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Enrique Pascual | 2184412 | 20 | 08/22/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Enrique Pascual | 2184412 | 20 | 08/15/1996 | Customer Dispute | Settled | $17,006.00 | $0.00 | See FINRA Report |
Ruben C Fernandez | 1439847 | 21 | 10/23/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Ruben C Fernandez | 1439847 | 21 | 11/07/1994 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |
Ruben C Fernandez | 1439847 | 21 | 10/20/1994 | Customer Dispute | Settled | $27,000.00 | $0.00 | See FINRA Report |
Ruben C Fernandez | 1439847 | 21 | 10/20/1994 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
Ruben C Fernandez | 1439847 | 21 | 10/07/1994 | Customer Dispute | Settled | $11,000.00 | $0.00 | See FINRA Report |