Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stonecrest Capital Markets, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ruben C Fernandez | 1439847 | 21 | 06/05/2013 | Customer Dispute | Settled | $85,000.00 | $0.00 | See FINRA Report |
| Ruben C Fernandez | 1439847 | 21 | 02/10/2010 | Customer Dispute | Settled | $325,000.00 | $0.00 | See FINRA Report |
| Enrique Pascual | 2184412 | 20 | 12/22/2009 | Customer Dispute | Settled | $1,500,000.00 | $0.00 | See FINRA Report |
| Enrique Pascual | 2184412 | 20 | 08/17/2009 | Customer Dispute | Dismissed | $45,000.00 | $0.00 | See FINRA Report |
| Enrique Pascual | 2184412 | 20 | 08/17/2009 | Customer Dispute | Dismissed | $385,000.00 | $0.00 | See FINRA Report |
| Enrique Pascual | 2184412 | 20 | 07/28/2009 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Roberto Jose Pineda Castellvi | 4971653 | 29 | 03/05/2009 | Customer Dispute | Settled | $54,260.00 | $0.00 | See FINRA Report |
| Enrique Pascual | 2184412 | 20 | 02/26/2009 | Customer Dispute | Settled | $7,800,000.00 | $0.00 | See FINRA Report |
| Enrique Pascual | 2184412 | 20 | 08/08/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Enrique Pascual | 2184412 | 20 | 07/14/2008 | Customer Dispute | Settled | $935,000.00 | $0.00 | See FINRA Report |