Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stonecrest Capital Markets, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Deborah Ann Stackpole | 4969850 | 2 | 10/27/2022 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Antonio Salvador Bauza | 860146 | 8 | 01/30/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Antonio Salvador Bauza | 860146 | 8 | 01/21/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Giuseppe Pulitano | 5753100 | 1 | 06/04/2021 | Customer Dispute | Settled | $5,000,000.00 | $0.00 | See FINRA Report |
| Antonio Salvador Bauza | 860146 | 8 | 03/05/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Lee Prann | 2066950 | 13 | 09/17/2020 | Customer Dispute | Settled | $25,230.00 | $0.00 | See FINRA Report |
| Hortensia Llavat Tilen | 1010318 | 95 | 09/01/2020 | Customer Dispute | Settled | $52,000.00 | $0.00 | See FINRA Report |
| Hortensia Llavat Tilen | 1010318 | 95 | 08/11/2020 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Hortensia Llavat Tilen | 1010318 | 95 | 04/28/2020 | Customer Dispute | Settled | $176,415.00 | $0.00 | See FINRA Report |
| Antonio Salvador Bauza | 860146 | 8 | 02/15/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |