Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stonecrest Capital Markets, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Enrique Pascual | 2184412 | 20 | 09/05/2018 | Customer Dispute | Settled | $3,881,250.00 | $0.00 | See FINRA Report |
| Richard Lee Prann | 2066950 | 13 | 09/04/2018 | Customer Dispute | Settled | $260,000.00 | $0.00 | See FINRA Report |
| Hortensia Llavat Tilen | 1010318 | 95 | 08/13/2018 | Customer Dispute | Settled | $670,000.00 | $0.00 | See FINRA Report |
| Hortensia Llavat Tilen | 1010318 | 95 | 07/30/2018 | Customer Dispute | Settled | $388,364.00 | $0.00 | See FINRA Report |
| Richard Lee Prann | 2066950 | 13 | 07/23/2018 | Customer Dispute | Settled | $113,000.00 | $0.00 | See FINRA Report |
| Hortensia Llavat Tilen | 1010318 | 95 | 07/19/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Hortensia Llavat Tilen | 1010318 | 95 | 07/13/2018 | Customer Dispute | Settled | $158,898.00 | $0.00 | See FINRA Report |
| Hortensia Llavat Tilen | 1010318 | 95 | 07/11/2018 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Carlos Andres Rodriguez de Gracia | 4888179 | 23 | 07/06/2018 | Customer Dispute | Settled | $82,000.00 | $0.00 | See FINRA Report |
| Roberto Jose Pineda Castellvi | 4971653 | 29 | 07/06/2018 | Customer Dispute | Settled | $82,000.00 | $0.00 | See FINRA Report |