Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stonecrest Capital Markets, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Roberto Jose Pineda Castellvi | 4971653 | 29 | 11/06/2014 | Customer Dispute | Settled | $72,500.00 | $0.00 | See FINRA Report |
| Hortensia Llavat Tilen | 1010318 | 95 | 11/03/2014 | Customer Dispute | Settled | $1,300,000.00 | $0.00 | See FINRA Report |
| Carlos Andres Rodriguez de Gracia | 4888179 | 23 | 10/28/2014 | Customer Dispute | Settled | $187,867.00 | $0.00 | See FINRA Report |
| Carlos Andres Rodriguez de Gracia | 4888179 | 23 | 10/22/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Roberto Jose Pineda Castellvi | 4971653 | 29 | 10/22/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ruben C Fernandez | 1439847 | 21 | 10/22/2014 | Customer Dispute | Settled | $1,500,000.00 | $0.00 | See FINRA Report |
| Richard Lee Prann | 2066950 | 13 | 10/22/2014 | Customer Dispute | Settled | $1,500,000.00 | $0.00 | See FINRA Report |
| Hortensia Llavat Tilen | 1010318 | 95 | 10/06/2014 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Hortensia Llavat Tilen | 1010318 | 95 | 09/30/2014 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| Hortensia Llavat Tilen | 1010318 | 95 | 09/30/2014 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |