Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stonecrest Capital Markets, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Lee Prann | 2066950 | 13 | 07/20/2015 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Carlos Andres Rodriguez de Gracia | 4888179 | 23 | 06/08/2015 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Jose Alberto Castillo | 4858767 | 4 | 06/08/2015 | Customer Dispute | Settled | $1,075,000.00 | $0.00 | See FINRA Report |
| Carlos Andres Rodriguez de Gracia | 4888179 | 23 | 06/02/2015 | Customer Dispute | Settled | $51,000.00 | $0.00 | See FINRA Report |
| Roberto Jose Pineda Castellvi | 4971653 | 29 | 06/02/2015 | Customer Dispute | Settled | $51,000.00 | $0.00 | See FINRA Report |
| Carlos Andres Rodriguez de Gracia | 4888179 | 23 | 03/13/2015 | Customer Dispute | Settled | $700,000.00 | $0.00 | See FINRA Report |
| Richard Lee Prann | 2066950 | 13 | 02/02/2015 | Customer Dispute | Settled | $109,000.00 | $0.00 | See FINRA Report |
| Carlos Andres Rodriguez de Gracia | 4888179 | 23 | 01/13/2015 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Roberto Jose Pineda Castellvi | 4971653 | 29 | 12/15/2014 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Hortensia Llavat Tilen | 1010318 | 95 | 12/12/2014 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |