Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stonecrest Capital Markets, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ruben C Fernandez | 1439847 | 21 | 09/17/2018 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Jose Alberto Castillo | 4858767 | 4 | 09/13/2018 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Richard Lee Prann | 2066950 | 13 | 09/11/2018 | Customer Dispute | Settled | $463,417.00 | $0.00 | See FINRA Report |
| Enrique Pascual | 2184412 | 20 | 09/05/2018 | Customer Dispute | Settled | $3,881,250.00 | $0.00 | See FINRA Report |
| Richard Lee Prann | 2066950 | 13 | 09/04/2018 | Customer Dispute | Settled | $260,000.00 | $0.00 | See FINRA Report |
| Hortensia Llavat Tilen | 1010318 | 95 | 08/13/2018 | Customer Dispute | Settled | $670,000.00 | $0.00 | See FINRA Report |
| Hortensia Llavat Tilen | 1010318 | 95 | 07/30/2018 | Customer Dispute | Settled | $388,364.00 | $0.00 | See FINRA Report |
| Richard Lee Prann | 2066950 | 13 | 07/23/2018 | Customer Dispute | Settled | $113,000.00 | $0.00 | See FINRA Report |
| Hortensia Llavat Tilen | 1010318 | 95 | 07/19/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Hortensia Llavat Tilen | 1010318 | 95 | 07/13/2018 | Customer Dispute | Settled | $158,898.00 | $0.00 | See FINRA Report |