Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stonecrest Capital Markets, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Antonio Salvador Bauza | 860146 | 8 | 06/09/2006 | Customer Dispute | Denied | $25,560.00 | $0.00 | See FINRA Report |
| Antonio Salvador Bauza | 860146 | 8 | 11/10/2002 | Customer Dispute | Denied | $140,000.00 | $0.00 | See FINRA Report |
| Enrique Pascual | 2184412 | 20 | 11/03/1997 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Ruben C Fernandez | 1439847 | 21 | 10/30/1997 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Ruben C Fernandez | 1439847 | 21 | 11/21/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ruben C Fernandez | 1439847 | 21 | 08/26/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Enrique Pascual | 2184412 | 20 | 08/15/1996 | Customer Dispute | Settled | $17,006.00 | $0.00 | See FINRA Report |
| Ruben C Fernandez | 1439847 | 21 | 10/23/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ruben C Fernandez | 1439847 | 21 | 11/07/1994 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |
| Ruben C Fernandez | 1439847 | 21 | 10/20/1994 | Customer Dispute | Settled | $27,000.00 | $0.00 | See FINRA Report |