Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stonecrest Capital Markets, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Enrique Pascual | 2184412 | 20 | 08/17/2009 | Customer Dispute | Dismissed | $385,000.00 | $0.00 | See FINRA Report |
| Enrique Pascual | 2184412 | 20 | 07/28/2009 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Roberto Jose Pineda Castellvi | 4971653 | 29 | 03/05/2009 | Customer Dispute | Settled | $54,260.00 | $0.00 | See FINRA Report |
| Enrique Pascual | 2184412 | 20 | 02/26/2009 | Customer Dispute | Settled | $7,800,000.00 | $0.00 | See FINRA Report |
| Enrique Pascual | 2184412 | 20 | 07/14/2008 | Customer Dispute | Settled | $935,000.00 | $0.00 | See FINRA Report |
| Enrique Pascual | 2184412 | 20 | 06/17/2008 | Customer Dispute | Settled | $553,296.00 | $0.00 | See FINRA Report |
| Enrique Pascual | 2184412 | 20 | 06/11/2008 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Enrique Pascual | 2184412 | 20 | 04/30/2008 | Customer Dispute | Settled | $265,000.00 | $0.00 | See FINRA Report |
| Enrique Pascual | 2184412 | 20 | 04/30/2008 | Customer Dispute | Settled | $214,900.00 | $0.00 | See FINRA Report |
| Antonio Salvador Bauza | 860146 | 8 | 11/29/2007 | Customer Dispute | Denied | $24,960.00 | $0.00 | See FINRA Report |