Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citizens Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Charles Gilbert Kunzelman | 3270367 | 3 | 06/15/2015 | Customer Dispute | Denied | $81,000.00 | $0.00 | See FINRA Report |
Jennifer Jo Vanadia | 5807085 | 1 | 05/26/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Robbin Renee Barnes-Guy | 3174414 | 5 | 04/22/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Thomas Edward Austin | 1959580 | 4 | 04/06/2015 | Customer Dispute | Denied | $39,515.00 | $0.00 | See FINRA Report |
David Carlor | 6181686 | 2 | 03/28/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Juan Pablo Rios | 4586563 | 2 | 03/07/2015 | Customer Dispute | Denied | $5,793.46 | $0.00 | See FINRA Report |
Charles Calogero Locicero | 2544882 | 2 | 01/22/2015 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
Benjamin Arthur Veach | 7205279 | 1 | 12/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Stephanie Nichols Marcello | 4078613 | 1 | 11/06/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Steven Peter Kuk | 4302398 | 1 | 10/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |