Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citizens Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anthony J Ranalli | 5149189 | 1 | 01/08/2016 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| James Walter Finlay | 5676755 | 1 | 12/09/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Urja S Shah | 5713515 | 2 | 11/17/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Katy Demarco Biddle | 5120310 | 1 | 11/06/2015 | Customer Dispute | Settled | $7,842.80 | $0.00 | See FINRA Report |
| Catherine M Pomeroy | 7010943 | 2 | 11/03/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Farley Decker | 3140142 | 2 | 09/10/2015 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Daniel Keith Fuller | 6104433 | 2 | 09/01/2015 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Ying Heng Liang Stickel | 3237139 | 1 | 07/23/2015 | Customer Dispute | Denied | $28,674.70 | $0.00 | See FINRA Report |
| Abraham Rosenberg | 6617255 | 1 | 07/18/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon Joseph Fasenmyer | 5664005 | 1 | 07/16/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |