Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citizens Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael K Mathews | 4982695 | 1 | 10/13/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Catherine M Pomeroy | 7010943 | 2 | 09/18/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Michael Joseph | 4777092 | 1 | 09/15/2016 | Customer Dispute | Denied | $17,466.50 | $0.00 | See FINRA Report |
| David Lee Hudson | 4904083 | 2 | 09/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas E Cxypoliski | 2466091 | 4 | 08/25/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel William Fuhr | 5576453 | 1 | 05/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian P Nagle | 6247178 | 1 | 05/11/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Grayham Michael Lohrey | 7469553 | 2 | 04/22/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Alan Coppock | 5343465 | 1 | 03/11/2016 | Customer Dispute | Settled | $15,550.00 | $0.00 | See FINRA Report |
| Donald Ingalls | 6366321 | 1 | 02/24/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |