Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citizens Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Craig Brian Carlisle | 5348076 | 1 | 01/09/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Ata | 6623899 | 2 | 12/17/2018 | Customer Dispute | Denied | $12,329.40 | $0.00 | See FINRA Report |
| Rodger A Jordan | 6616256 | 3 | 12/14/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edward E Carlson | 5878983 | 1 | 10/26/2018 | Customer Dispute | Denied | $10,619.00 | $0.00 | See FINRA Report |
| Benjamin Holloway | 6573425 | 1 | 08/16/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sandra Jeanne Lefebvre | 6519165 | 1 | 07/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Bethea | 6688695 | 1 | 04/28/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Visini | 7660832 | 1 | 12/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Joseph Alessi | 3063640 | 1 | 11/04/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robyn Elizabeth Carr | 6702824 | 6 | 11/01/2017 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |