Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citizens Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adam Tucker Boyce | 6195379 | 2 | 10/21/2019 | Customer Dispute | Pending | $45,068.00 | $0.00 | See FINRA Report |
| Shanari Williams | 5987520 | 1 | 08/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul William Bernardi | 2020579 | 4 | 07/30/2019 | Customer Dispute | Denied | $15,760.00 | $0.00 | See FINRA Report |
| Adam Tucker Boyce | 6195379 | 2 | 06/09/2019 | Customer Dispute | Pending | $26,851.00 | $0.00 | See FINRA Report |
| Thomas Joseph Polito | 2601033 | 1 | 05/03/2019 | Customer Dispute | Denied | $14,637.00 | $0.00 | See FINRA Report |
| Andrew Shear Neft | 3250895 | 1 | 04/08/2019 | Customer Dispute | Denied | $19,000.00 | $0.00 | See FINRA Report |
| Ganawan Ismail | 7215374 | 1 | 03/26/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leanna M Stum | 7573182 | 2 | 02/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rodger A Jordan | 6616256 | 3 | 02/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Juan Pablo Rios | 4586563 | 2 | 01/28/2019 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |