Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citizens Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Baker Hayn | 4824325 | 2 | 09/09/2019 | Customer Dispute | Closed-No Action | $33,965.50 | $0.00 | See FINRA Report |
| Shanari Williams | 5987520 | 1 | 08/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin C Outland | 5319445 | 3 | 08/16/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul William Bernardi | 2020579 | 4 | 07/30/2019 | Customer Dispute | Denied | $15,760.00 | $0.00 | See FINRA Report |
| Angela Barrett | 6662417 | 3 | 06/28/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Adam Tucker Boyce | 6195379 | 2 | 06/09/2019 | Customer Dispute | Pending | $26,851.00 | $0.00 | See FINRA Report |
| Sean Christopher Noonan | 3191529 | 1 | 05/25/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Joseph Polito | 2601033 | 1 | 05/03/2019 | Customer Dispute | Denied | $14,637.00 | $0.00 | See FINRA Report |
| Renna Andrade | 2097143 | 1 | 04/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Shear Neft | 3250895 | 1 | 04/08/2019 | Customer Dispute | Denied | $19,000.00 | $0.00 | See FINRA Report |