Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citizens Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Aaron Maurice Frank | 6599906 | 2 | 05/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin C Outland | 5319445 | 3 | 04/17/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Glen MacKenzie Dowden | 5217538 | 1 | 02/24/2020 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Shawn Richard Swartz | 2831044 | 1 | 01/15/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Angela Barrett | 6662417 | 3 | 12/31/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Edward Joseph Walsh | 2498259 | 2 | 11/14/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Edward Joseph Walsh | 2498259 | 2 | 11/14/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Aaron Maurice Frank | 6599906 | 2 | 10/29/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Angela Barrett | 6662417 | 3 | 10/29/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Adam Tucker Boyce | 6195379 | 2 | 10/21/2019 | Customer Dispute | Pending | $45,068.00 | $0.00 | See FINRA Report |