Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citizens Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sibi Madappallil Joseph | 4792225 | 1 | 12/18/2021 | Customer Dispute | Closed-No Action | $6,609.93 | $0.00 | See FINRA Report |
| Alan David Jacobson | 5074540 | 1 | 05/03/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Rose Rogers | 6931410 | 1 | 03/23/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Samuel Osapa Yawson | 6110627 | 1 | 02/26/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Aleksandr Ruziyev | 7623934 | 1 | 10/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rodger A Jordan | 6616256 | 3 | 12/26/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Francis Asugya Abanga | 5430296 | 1 | 12/09/2019 | Customer Dispute | Settled | $1,996.57 | $0.00 | See FINRA Report |
| Edward Joseph Walsh | 2498259 | 2 | 11/14/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Edward Joseph Walsh | 2498259 | 2 | 11/14/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Rhonjay Tramaine Prince | 7178760 | 1 | 11/09/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |