Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citizens Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Edward Austin | 1959580 | 4 | 06/21/2002 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Zane Jason Michalski | 3089658 | 4 | 03/07/2002 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| James Matthew Tafelski | 2463362 | 3 | 12/21/2001 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Edward Francis Pero | 2680265 | 2 | 07/24/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| John T Valentine | 4724576 | 2 | 03/12/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gabriel Nicholas Defeo | 3005662 | 2 | 02/26/2001 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Robert Edward Jean | 2025893 | 3 | 06/29/1999 | Customer Dispute | Closed-No Action | $5,400.00 | $0.00 | See FINRA Report |
| Paul Gerard Cuomo | 1454072 | 3 | 01/05/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Gerard Cuomo | 1454072 | 3 | 06/29/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Thomas Ciolfi | 2619450 | 1 | 11/11/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |