Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citizens Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alexander L Colon | 6795714 | 2 | 10/10/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul William Bernardi | 2020579 | 4 | 09/11/2007 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Drew Anthony Gormley | 6938450 | 1 | 04/28/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Kennedy Buggy | 2081714 | 1 | 01/29/2007 | Customer Dispute | Denied | $22,000.00 | $0.00 | See FINRA Report |
| Thomas E Cxypoliski | 2466091 | 4 | 12/21/2006 | Customer Dispute | Denied | $20,500.00 | $0.00 | See FINRA Report |
| Edward Francis Pero | 2680265 | 2 | 11/29/2006 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Ryan Paul Prokopius | 4435021 | 3 | 07/18/2006 | Customer Dispute | Settled | $8,449.00 | $0.00 | See FINRA Report |
| Laureen Maebeth Landgren | 3067631 | 1 | 03/21/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Matthew E Kallio | 4890585 | 2 | 03/14/2006 | Customer Dispute | Settled | $28,431.20 | $0.00 | See FINRA Report |
| Todd Michael Fischer | 3122170 | 8 | 02/24/2006 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |