Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citizens Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Todd Michael Fischer | 3122170 | 8 | 09/08/2010 | Customer Dispute | Closed-No Action | $238,120.00 | $0.00 | See FINRA Report |
| David Jay Colwell | 1814985 | 2 | 08/13/2010 | Customer Dispute | Denied | $5,342.39 | $0.00 | See FINRA Report |
| Jack Keleshian | 2364159 | 3 | 07/06/2010 | Customer Dispute | Settled | $212,000.00 | $0.00 | See FINRA Report |
| Matthew E Kallio | 4890585 | 2 | 06/17/2010 | Customer Dispute | Denied | $52,000.00 | $0.00 | See FINRA Report |
| Ryan Paul Prokopius | 4435021 | 3 | 05/05/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Anthony Ata | 6623899 | 2 | 03/25/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kob Yan | 4019037 | 2 | 03/15/2010 | Customer Dispute | Award / Judgment | $100,000.00 | $0.00 | See FINRA Report |
| Zane Jason Michalski | 3089658 | 4 | 07/29/2009 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Carl Martin Ostergaard | 2945244 | 3 | 06/04/2009 | Customer Dispute | Denied | $43,000.00 | $0.00 | See FINRA Report |
| Jeffrey Peter Withington | 2227623 | 1 | 05/21/2009 | Customer Dispute | Denied | $5,226.81 | $0.00 | See FINRA Report |