Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citizens Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John T Valentine | 4724576 | 2 | 11/04/2013 | Customer Dispute | Pending | $26,043.40 | $0.00 | See FINRA Report |
| John Battista | 3212308 | 1 | 10/31/2013 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Richard Farley Decker | 3140142 | 2 | 10/28/2013 | Customer Dispute | Denied | $90,000.00 | $0.00 | See FINRA Report |
| Daryl Matthew Oar | 2239735 | 2 | 06/14/2013 | Customer Dispute | Settled | $10,912.00 | $0.00 | See FINRA Report |
| Hollie Ha Hodge | 5070688 | 1 | 05/06/2013 | Customer Dispute | Denied | $6,530.72 | $0.00 | See FINRA Report |
| Darrell Anderson Smith | 4599993 | 1 | 02/13/2013 | Customer Dispute | Denied | $47,345.00 | $0.00 | See FINRA Report |
| James Matthew Tafelski | 2463362 | 3 | 10/09/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gabriel Nicholas Defeo | 3005662 | 2 | 06/26/2012 | Customer Dispute | Denied | $23,007.00 | $0.00 | See FINRA Report |
| Thomas E Cxypoliski | 2466091 | 4 | 06/26/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Rafael A Cruz | 4659566 | 2 | 05/21/2012 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |