Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citizens Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Anthony Tunstall | 5447513 | 1 | 10/16/2014 | Customer Dispute | Denied | $6,693.36 | $0.00 | See FINRA Report |
| Timothy M Ohara | 5642986 | 1 | 10/03/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Robert Lapierre | 5350347 | 1 | 09/29/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Santifort | 4115162 | 1 | 08/13/2014 | Customer Dispute | Settled | $40,299.60 | $0.00 | See FINRA Report |
| Joseph E Sinchi | 2551769 | 1 | 08/01/2014 | Customer Dispute | Settled | $6,658.47 | $0.00 | See FINRA Report |
| James Matthew Tafelski | 2463362 | 3 | 05/12/2014 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Michael Walter Freeman | 2691382 | 1 | 03/17/2014 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| David Matthew Reynolds | 4334328 | 1 | 03/07/2014 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Nathan Andrew Kaufman | 4573932 | 1 | 11/22/2013 | Customer Dispute | Denied | $11,237.00 | $0.00 | See FINRA Report |
| Rafael A Cruz | 4659566 | 2 | 11/14/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |