Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citizens Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul William Bernardi | 2020579 | 4 | 09/11/2007 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Ryan Paul Prokopius | 4435021 | 3 | 07/18/2006 | Customer Dispute | Settled | $8,449.00 | $0.00 | See FINRA Report |
| Laureen Maebeth Landgren | 3067631 | 1 | 03/21/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Matthew E Kallio | 4890585 | 2 | 03/14/2006 | Customer Dispute | Settled | $28,431.20 | $0.00 | See FINRA Report |
| Jack Keleshian | 2364159 | 3 | 02/14/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Zane Jason Michalski | 3089658 | 4 | 11/16/2005 | Customer Dispute | Settled | $5,500.00 | $0.00 | See FINRA Report |
| Carla Marina Almeida | 4525711 | 1 | 05/23/2005 | Customer Dispute | Settled | $6,105.00 | $0.00 | See FINRA Report |
| Michael Patrick McKeever | 3264586 | 2 | 07/12/2004 | Customer Dispute | Settled | $12,229.00 | $0.00 | See FINRA Report |
| John William Foster | 2917550 | 2 | 04/16/2004 | Customer Dispute | Settled | $8,198.00 | $0.00 | See FINRA Report |
| Thomas Edward Austin | 1959580 | 4 | 06/21/2002 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |