Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citizens Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Matthew Reynolds | 4334328 | 1 | 03/07/2014 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| John Battista | 3212308 | 1 | 10/31/2013 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Daryl Matthew Oar | 2239735 | 2 | 06/14/2013 | Customer Dispute | Settled | $10,912.00 | $0.00 | See FINRA Report |
| Charles Gilbert Kunzelman | 3270367 | 3 | 08/16/2011 | Customer Dispute | Settled | $27,752.70 | $0.00 | See FINRA Report |
| Jack Keleshian | 2364159 | 3 | 07/06/2010 | Customer Dispute | Settled | $212,000.00 | $0.00 | See FINRA Report |
| Daryl Matthew Oar | 2239735 | 2 | 12/11/2008 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Carl Martin Ostergaard | 2945244 | 3 | 10/23/2008 | Customer Dispute | Settled | $7,107.73 | $0.00 | See FINRA Report |
| Carl Martin Ostergaard | 2945244 | 3 | 10/08/2008 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Jack Keleshian | 2364159 | 3 | 09/15/2008 | Customer Dispute | Settled | $87,210.00 | $0.00 | See FINRA Report |
| Paul William Bernardi | 2020579 | 4 | 10/27/2007 | Customer Dispute | Settled | $52,178.50 | $0.00 | See FINRA Report |