Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citizens Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Esperanza Janet Straughter | 4374400 | 1 | 02/13/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Craig Brian Carlisle | 5348076 | 1 | 01/09/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Heather Lee Hersey | 2821781 | 1 | 11/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Sandra Jeanne Lefebvre | 6519165 | 1 | 07/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Paul Andrew Linn | 6574319 | 1 | 05/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Kenneth Francis Thompson | 7630169 | 1 | 12/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Robyn Elizabeth Carr | 6702824 | 6 | 11/01/2017 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Alexander L Colon | 6795714 | 2 | 10/08/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Timothy Paul Gordon | 1535963 | 1 | 07/13/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Robyn Elizabeth Carr | 6702824 | 6 | 07/03/2017 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |